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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT

CHAMBERLAIN FINANCIAL PLANNING, LLC, CRD 142879

SANTA CRUZ, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78b27e59-5d94-eb78-a9cc-7f01c6dc629d

Data as of Oct 29, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2015 to Oct 29, 2020
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $321MItem 5.F on the latest filing (2020-10-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $321M
Private client RAUM: $314MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 169
Individual clients: 50
High net worth clients: 113
Custody, client assets: $305M
SEC number: 801-87174
CRD: 142879
Filings on the tape: 19
First filed: Mar 30, 2015
Latest filed: Oct 29, 2020
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASTRINOS, MARK, FRANCIS	MANAGING PARTNER	C	yes	06/2019	Jun 20, 2019	Oct 29, 2020
CHAMBERLAIN, MICHAEL, DAVID	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	yes	12/2006	Mar 30, 2015	Oct 29, 2020
HSU, EUGENE, KWOK HUNG	MANAGING PARTNER	B	no	06/2019	Jun 20, 2019	Oct 29, 2020

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LOS GATOS	CA	United States	2	no
Sacramento	CA	United States	2	no
Davis	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 11, 2020	$321M	$321M	4	4	3	n/a	n/a
2018	Mar 25, 2019	$244M	$244M	6	4	3	n/a	n/a
2017	Mar 30, 2018	$168M	$135M	5	4	3	n/a	n/a
2016	Mar 20, 2017	$141M	$7.8M	3	2	n/a	n/a	n/a
2015	Mar 19, 2016	$112M	$7.1M	4	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$321M	$244M	31.7%	$141M	31.6%	4	6	3	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LIBRA WEALTH LLC	2	Dec 31, 2020	Nov 2, 2021	SANTA CRUZ, CA	Team lift out	RIA to RIA	66.7%

Relationships

Controls (2)

← CHAMBERLAIN, MICHAEL, DAVIDOwnerMANAGING MEMBER / CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 30, 2015 to presentfactForm ADV
← ASTRINOS, MARK, FRANCISOwnerMANAGING PARTNER, ownership code C, individual
Jun 20, 2019 to presentfactForm ADV

Owns (1)

← HSU, EUGENE, KWOK HUNGOwnerMANAGING PARTNER, ownership code B, individual
Jun 20, 2019 to presentfactForm ADV

Moved with (1)

→ LIBRA WEALTH LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2020 to Nov 2, 2021factForm ADV

Registered with (4)

← EUGENE KWOK HUNG HSUAdvisorregistration: previous registration
Nov 7, 2017 to Dec 31, 2020factForm ADV
← GARY LEON COHENAdvisorregistration: previous registration
Sep 23, 2011 to Dec 31, 2020factForm ADV
← MARK FRANCIS ASTRINOSAdvisorregistration: previous registration
Jan 18, 2018 to Dec 31, 2020factForm ADV
← DENNIS MITCHELL CHAMBERLAINAdvisorregistration: previous registration
Aug 30, 2011 to Dec 12, 2011factForm ADV

Dated events

Occurred
Jun 20, 2019
Control person joined
Francis Mark Astrinos (Managing Partner) appeared on Schedule A of Chamberlain Financial Planning & Wealth Management
Form ADVobserved 5 days ago
Occurred
Mar 30, 2015
First Form ADV filing
Chamberlain Financial Planning & Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78b27e59-5d94-eb78-a9cc-7f01c6dc629d
First observed: Mar 30, 2015
Last observed: Oct 29, 2020 71 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT

CHAMBERLAIN FINANCIAL PLANNING, LLC, CRD 142879

SANTA CRUZ, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78b27e59-5d94-eb78-a9cc-7f01c6dc629d

Data as of Oct 29, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASTRINOS, MARK, FRANCIS

MANAGING PARTNER

yes

06/2019

Jun 20, 2019

Oct 29, 2020

CHAMBERLAIN, MICHAEL, DAVID

MANAGING MEMBER / CHIEF COMPLIANCE OFFICER

yes

12/2006

Mar 30, 2015

Oct 29, 2020

HSU, EUGENE, KWOK HUNG

MANAGING PARTNER

06/2019

Jun 20, 2019

Oct 29, 2020

City

State

Country

Employees

Also broker-dealer

LOS GATOS

United States

Sacramento

United States

Davis

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 11, 2020

$321M

n/a

2018

Mar 25, 2019

$244M

n/a

2017

Mar 30, 2018

$168M

$135M

n/a

2016

Mar 20, 2017

$141M

$7.8M

n/a

2015

Mar 19, 2016

$112M

$7.1M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$321M

$244M

31.7%

$141M

31.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LIBRA WEALTH LLC

Dec 31, 2020

Nov 2, 2021

SANTA CRUZ, CA

Team lift out

RIA to RIA

66.7%