DFX Intelligence

C•••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C•••••• C••••••

C•••••• C•••••• LLC, CRD 226779

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78b589ae-f314-322a-acae-a5d175ca4e3e

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 10
On other graphs: 3
Observed: May 21, 2015 to Mar 27, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••• C••••••

Private equity manager · shared crd

Independent Sponsorsidentity

C•••••• C••••••

Capital provider to sponsors · shared crd

Private Creditidentity

C•••••• C••••••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $5.4B••• Locked
Discretionary RAUM: $5.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 26

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C• K•• C•••••••• L•	Private Equity Fund	$1.3B	Mar 28, 2024	58	Mar 29, 2019	reported	n/a
C•••••• C•••••• P••••••• L•	Private Equity Fund	$1.1B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• J•••••••• M•••••	CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER	Na	yes	05/2022	May 19, 2022	Mar 28, 2024
C•••••• C•••••• H••••••• L••	Member	E	yes	12/2016	Mar 31, 2023	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C• C•••••••• G• I• L••	n/a	n/a	n/a	N	yes	n/a
C• C•••••••• G• L••	n/a	n/a	n/a	N	yes	n/a
C•••••• C•••••• G• I• L•	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Central	n/a	Hong Kong	7	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.4B	$5.3B	2.2%	$6.7B	-7.0%	26	31	1	1

Relationships

Advises (19)

→ C• I•• C•••••••• I• L•Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ C•••••• C•••••• P••••••• I• L•Private fundPrivate Equity Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ C•••••• C•••••• S•••••• S••••••••• P••••••• I• L•Private fundPrivate Equity Fund, IA
Jun 23, 2015 to presentfactForm ADV
→ C• A•• C•••••••• L•

Dated events

Occurred
May 19, 2022
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.4B
Occurred
Dec 2, 2021
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78b589ae-f314-322a-acae-a5d175ca4e3e
First observed: May 21, 2015
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.