DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••••• R••••••• C••••••
Trophy Club, TX | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••••• R••••••• C•••••• | Independent wealth | Jun 25, 2012 | n/a | yes | Trophy Club, TX|DALLAS, TX | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Sep 8, 2009 | no | SOUTHLAKE, TX|ARLINGTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | A•••••• R••••••• C•••••• | Sep 8, 2009 | Jun 25, 2012 | 1,021 | Firm change after gap | Wirehouse to new firm |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jun 1, 2009 | no | SOUTHLAKE, TX|ARLINGTON, TX | Previous registration |
| M••••• S•••••• D• I••• | n/a | Mar 4, 2005 | Apr 2, 2007 | no | ARLINGTON, TX|ARLINGTON, TX|SOUTHLAKE, TX | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Oct 17, 1994 | Mar 31, 2005 | no | SOUTHLAKE, TX | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• D• I••• | Mar 31, 2005 | Mar 4, 2005 | -27 | Firm change | Other |