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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PITZL FINANCIAL

PITZL FINANCIAL, LLC, CRD 171441

ARDEN HILLS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78bd12bd-d5da-9d73-d4ba-8efaff458d7e

Data as of Feb 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 30, 2018 to Feb 9, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $498MItem 5.F on the latest filing (2026-02-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $498M
Private client RAUM: $491MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $124Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,892
Individual clients: 211
High net worth clients: 183
Custody, client assets: $42.3M
SEC number: 801-113328
CRD: 171441
Filings on the tape: 14
First filed: Apr 30, 2018
Latest filed: Feb 9, 2026
Organised: Limited Liability Company, MN
Website: pitzlfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOSEPH DANIEL PITZL	Certified Financial Planner	ARDEN HILLS, MN	12	12	1	no
Justin Jeffery Gabriel	Certified Financial Planner	ARDEN HILLS, MN	5	14	n/a	no
Andi Elizabeth Long	Certified Financial Planner	ARDEN HILLS, MN	3	10	n/a	no
RICHARD ELLIOT HALL	Certified Financial Planner	ARDEN HILLS, MN	0	27	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PITZL, JOHN, MICHAEL	Member	C	yes	05/2014	Apr 30, 2018	Apr 30, 2024
PITZL, JOSEPH, DANIEL	CHIEF COMPLIANCE OFFICER/MEMBER	D	yes	05/2014	Apr 30, 2018	Apr 30, 2024
Gabriel, Justin, Jeffery	Member	A	no	04/2024	Apr 30, 2024	Apr 30, 2024
PITZL, DANIEL, CHARLES	Member	A	no	05/2014	Apr 30, 2018	Apr 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PITZL & PITZL, PA	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Feb 9, 2026	$498M	$498M	8	4	n/a	n/a
2024	Feb 20, 2025	$400M	$400M	6	3	n/a	n/a
2023	Mar 19, 2024	$340M	$340M	6	3	n/a	n/a
2022	Feb 22, 2023	$285M	$285M	5	3	n/a	n/a
2021	Mar 18, 2022	$278M	$278M	6	3	n/a	n/a
2020	Mar 9, 2021	$203M	$203M	5	3	n/a	n/a
2019	Mar 13, 2020	$178M	$178M	5	2	n/a	n/a
2018	Mar 2, 2019	$142M	$142M	4	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$498M	$400M	24.5%	$285M	20.4%	8	6	0	0

Relationships

Registered with (5)

← RICHARD ELLIOT HALLAdvisorregistration: current employment
Feb 4, 2026 to presentfactForm ADV
← Andi Elizabeth LongAdvisorregistration: current employment
Jun 21, 2023 to presentfactForm ADV
← Justin Jeffery GabrielAdvisorregistration: current employment
Jul 28, 2021 to presentfactForm ADV
← JOSEPH DANIEL PITZLAdvisorregistration: current employment
May 19, 2014 to presentfactForm ADV
← KYLE STEPHEN MOOREAdvisorregistration: previous registration
Oct 5, 2016 to Apr 20, 2017factForm ADV

Controls (2)

← PITZL, JOSEPH, DANIELOwnerCHIEF COMPLIANCE OFFICER/MEMBER, ownership code D, individual
Apr 30, 2018 to Apr 30, 2024factForm ADV
← PITZL, JOHN, MICHAELOwnerMEMBER, ownership code C, individual
Apr 30, 2018 to Apr 30, 2024factForm ADV

Owns (2)

← PITZL, DANIEL, CHARLESOwnerMEMBER, ownership code A, individual
Apr 30, 2018 to Apr 30, 2024factForm ADV
← Gabriel, Justin, JefferyOwnerMEMBER, ownership code A, individual
Apr 30, 2024 to Apr 30, 2024factForm ADV

Dated events

Occurred
Apr 30, 2018
First Form ADV filing
Pitzl Financial filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78bd12bd-d5da-9d73-d4ba-8efaff458d7e
First observed: Apr 30, 2018
Last observed: Feb 9, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PITZL FINANCIAL

PITZL FINANCIAL, LLC, CRD 171441

ARDEN HILLS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78bd12bd-d5da-9d73-d4ba-8efaff458d7e

Data as of Feb 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:56 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOSEPH DANIEL PITZL

Certified Financial Planner

ARDEN HILLS, MN

Justin Jeffery Gabriel

Certified Financial Planner

ARDEN HILLS, MN

n/a

Andi Elizabeth Long

Certified Financial Planner

ARDEN HILLS, MN

n/a

RICHARD ELLIOT HALL

Certified Financial Planner

ARDEN HILLS, MN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PITZL, JOHN, MICHAEL

Member

yes

05/2014

Apr 30, 2018

Apr 30, 2024

PITZL, JOSEPH, DANIEL

CHIEF COMPLIANCE OFFICER/MEMBER

yes

05/2014

Apr 30, 2018

Apr 30, 2024

Gabriel, Justin, Jeffery

Member

04/2024

Apr 30, 2024

PITZL, DANIEL, CHARLES

Member

05/2014

Apr 30, 2018

Apr 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PITZL & PITZL, PA

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 9, 2026

$498M

n/a

2024

Feb 20, 2025

$400M

n/a

2023

Mar 19, 2024

$340M

n/a

2022

Feb 22, 2023

$285M

n/a

2021

Mar 18, 2022

$278M

n/a

2020

Mar 9, 2021

$203M

n/a

2019

Mar 13, 2020

$178M

n/a

2018

Mar 2, 2019

$142M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$498M

$400M

24.5%

$285M

20.4%