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Advisor at SOWELL MANAGEMENT
Scottsdale, AZ | NORTH LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOWELL MANAGEMENT | Independent wealth | Oct 19, 2016 | n/a | yes | NORTH LITTLE ROCK, AR|Scottsdale, AZ | Current employment |
| TCG ADVISORS, LP | Former SEC adviser | Jan 11, 2018 | Sep 12, 2019 | no | Scottsdale, AZ|AUSTIN, TX | Previous registration |
| CONCERT WEALTH MANAGEMENT | Former SEC adviser | Jan 16, 2013 | Dec 31, 2016 | no | SCOTTSDALE, AZ|SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TCG ADVISORS, LP | n/a | Sep 12, 2019 | n/a | n/a | Departure no registered destination | Departure |
| CONCERT WEALTH MANAGEMENT | SOWELL MANAGEMENT | Dec 31, 2016 | Oct 19, 2016 | -73 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141253:127145:CA:2016-12-27 | Dec 31, 2016 | Oct 19, 2016 | SAN JOSE, CA | Firm change after gap |