DFX Intelligence

K••••••• S•• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

K••••••• S•• O••••••

Advisor at W••••• T••••••••• L••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:78d3a110-8cdb-2cff-db84-08de2d1b55f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• T••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• T••••••••• L••	STATE_R•••••••••	Oct 28, 2015	n/a	yes	CINCINNATI, OH	Current employment
C••• C•••••• M••••••••• L•••	Independent wealth	Sep 12, 2014	Oct 2, 2015	no	CINCINNATI, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• C•••••• M••••••••• L•••	W••••• T••••••••• L••	Oct 2, 2015	Oct 28, 2015	26	Firm change	RIA to state RIA
H•••••• R••••••••• I••••••••• A•••••• I••	C••• C•••••• M••••••••• L•••	Nov 21, 2011	Sep 12, 2014

Relationships

Registered with (4)

→ W••••• T••••••••• L••Registered adviserregistration: current employment
Oct 28, 2015 to presentfactForm ADV
→ C••• C•••••• M••••••••• L•••Registered adviserregistration: previous registration
Sep 12, 2014 to Oct 2, 2015factForm ADV
→ H•••••• R••••••••• I••••••••• A•••••• I••Registered adviserregistration: previous registration
Apr 24, 2007 to Nov 21, 2011factForm ADV
→ O•••• F•• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78d3a110-8cdb-2cff-db84-08de2d1b55f6
First observed: Oct 25, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.