This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

A.G.P / ALLIANCE GLOBAL PARTNERS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 4, 1988earliest registration or exam on IAPD

Years in industry

38derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Apr 4, 1988

First registration

Jun 20, 2006

Dual registered

yes, broker-dealer

IAPD individual key

1810882

• Occurred

  Feb 21, 2025
  Advisor changed firm

  Hal William Brown left Maxim Financial Advisors Llc for A.G.P / Alliance Global Partners (registered 2025-01-24)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:78d76adc-2e0b-916d-c7f8-0f6bc662ef28

First observed

Jun 20, 2006

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.