DFX Intelligence
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Reading the graph
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Advisor at L••••• F•••••••• A•••••••
TOWSON, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••••• F•••••••• A••••••• | State registered | Sep 2, 2026 | n/a | yes | TOWSON, MD | Current employment |
| L••••• F•••••••• A••••••• | State registered | Sep 2, 2026 | n/a | yes | TOWSON, MD | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | L••••• F•••••••• A••••••• | Sep 15, 2026 | Sep 2, 2026 | -13 | Firm change | Ibd to state RIA |
| A•••••• A••••••• S••••••• | C••••• I••••••••• A••••••• L•• | Sep 5, 2025 | Sep 5, 2025 |
| Bd affiliated wealth |
| Sep 5, 2025 |
| n/a |
| yes |
| OWINGS MILLS, MD|COCKEYSVILLE, MD |
| Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Sep 5, 2025 | Sep 15, 2026 | no | OWINGS MILLS, MD|COCKEYSVILLE, MD | Previous registration |
| A•••••• A••••••• S••••••• | Former SEC adviser | Jul 14, 2015 | Sep 5, 2025 | no | OWINGS MILLS, MD|Owings Mills, MD|DALLAS, TX|Cockeysville, MD | Previous registration |
| C••••••••• F•••••••• N•••••• | National bd RIA | Jul 14, 2014 | Jun 3, 2015 | no | OWINGS MILLS, MD | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| C••••••••• F•••••••• N•••••• | A•••••• A••••••• S••••••• | Jun 3, 2015 | Jul 14, 2015 | 41 | Firm change | Other |