This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$854MItem 5.F on the latest filing (2013-01-25); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$854M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

3

Advisory employees

2

Accounts

187

SEC number

801-36148

CRD

112390

Filings on the tape

2

First filed

Jan 31, 2012

Latest filed

Jan 25, 2013

Organised

Other (specify), Texas

Graph

RIA / Wealth Management

Canonical id

dfx:ria:78dafccb-4a9c-1db5-a19e-52d1c85f255a

First observed

Jan 31, 2012

Last observed

Jan 25, 2013 166 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.