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Advisor at LIFEMARK SECURITIES CORP.
ROCHESTER, NY | Naples, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LIFEMARK SECURITIES CORP. | Bd affiliated wealth | Mar 28, 2022 | n/a | yes | ROCHESTER, NY|Naples, FL | Current employment |
| FORESTERS EQUITY SERVICES, INC. | Former SEC adviser | Sep 18, 2015 | Nov 8, 2018 | no | BLOOMINGTON, MN|OAK LAWN, IL|LIVONIA, MI|GOLDEN VALLEY, MN | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Jan 9, 2014 | Sep 17, 2015 | no | BLOOMINGTON, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FORESTERS EQUITY SERVICES, INC. | LIFEMARK SECURITIES CORP. | Nov 8, 2018 | Mar 28, 2022 | 1,236 | Firm change after gap | Ibd to ibd |
| SAGEPOINT FINANCIAL, INC. | FORESTERS EQUITY SERVICES, INC. | Sep 17, 2015 | Sep 18, 2015 | 1 | Firm change | Other |