DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Steven Howard Baden

Advisor at T. ROWE PRICE ADVISORY SERVICES, INC.

Owings Mills, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78eba34c-d905-6385-46a6-66b6652bac68

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 19, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T. ROWE PRICE ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 19, 2020
First registration: Jun 19, 2020
Dual registered: yes, broker-dealer
Other names: STEVE BADEN|Steven Baden
IAPD individual key: 7231586

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Nov 18, 2021	n/a	yes	Owings Mills, MD	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jun 19, 2020	Jul 9, 2021	no	North Bethesda, MD\|Hunt Valley, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	T. ROWE PRICE ADVISORY SERVICES, INC.	Jul 9, 2021	Nov 18, 2021	132	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Nov 18, 2021 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 19, 2020 to Jul 9, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78eba34c-d905-6385-46a6-66b6652bac68
First observed: Jun 19, 2020
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Steven Howard Baden

Advisor at T. ROWE PRICE ADVISORY SERVICES, INC.

Owings Mills, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78eba34c-d905-6385-46a6-66b6652bac68

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

T. ROWE PRICE ADVISORY SERVICES, INC.

Bd affiliated wealth

Nov 18, 2021

n/a

yes

Owings Mills, MD

Current employment

PRUCO SECURITIES, LLC

No RAUM reported

Jun 19, 2020

Jul 9, 2021

North Bethesda, MD|Hunt Valley, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PRUCO SECURITIES, LLC

T. ROWE PRICE ADVISORY SERVICES, INC.

Jul 9, 2021

Nov 18, 2021

132

Firm change

Ibd to RIA