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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

RICHARD YOUNG ADVISORS

RICHARD YOUNG ASSOCIATES, LTD., CRD 126124

AUGUSTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78efbb3d-8ad0-e7f8-6741-ef3be5dc75c9

Data as of Feb 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2012 to Feb 12, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-02-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $149Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 5,023
Individual clients: 1,608
High net worth clients: 332
Custody, client assets: $697M
SEC number: 801-70318
CRD: 126124
Filings on the tape: 31
First filed: Mar 22, 2012
Latest filed: Feb 12, 2026
Organised: Corporation, IL
Website: vimeo.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WALTER STEPHEN MARBERT	Certified Financial Planner	AUGUSTA, GA	23	31	n/a	no
JOHN RANDOLPH TRAVIS	n/a	AUGUSTA, GA	16	19	1	no
John Matthew Travis	Certified Financial Planner	AUGUSTA, GA	8	12	n/a	no
RYAN NEAL BORDERS	n/a	AUGUSTA, GA	7	11	n/a	no
ZACHARY L ALBANESE	n/a	AUGUSTA, GA	5	13	1	no
ABIGAIL MARBERT GIBSON	n/a	AUGUSTA, GA	3	13	n/a	no
JUSTIN DAVID FOLSOM	n/a	AUGUSTA, GA	2	10	n/a	no
Joshua Stephen Marbert	n/a	AUGUSTA, GA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MARBERT, WALTER, STEPHEN	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	yes	07/2002	Feb 12, 2026	Feb 12, 2026
MARBERT, KATHRYN, O.	MEMBER/SHAREHOLDER	C	yes	05/2008	Mar 22, 2012	Feb 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 12, 2026	$1.2B	$1.2B	16	8	1	n/a	n/a
2024	Mar 6, 2025	$972M	$972M	16	8	0	n/a	n/a
2023	Feb 28, 2024	$837M	$837M	15	7	0	n/a	n/a
2022	Feb 27, 2023	$684M	$684M	13	6	0	n/a	n/a
2021	Feb 24, 2022	$683M	$683M	12	6	0	n/a	n/a
2020	Feb 22, 2021	$531M	$531M	12	6	0	n/a	n/a
2019	Feb 25, 2020	$460M	$460M	10	5	0	n/a	n/a
2018	Mar 11, 2019	$377M	$377M	11	5	0	n/a	n/a
2017	Mar 8, 2018	$379M	$379M	9	3	0	n/a	n/a
2016	Mar 23, 2017	$305M	$304M	8	3	n/a	n/a	n/a
2015	Feb 25, 2016	$259M	$259M	8	3	n/a	n/a	n/a
2014	Mar 26, 2015	$253M	$253M	7	3	n/a	n/a	n/a
2013	Mar 27, 2014	$224M	$223M	6	2	n/a	n/a	n/a
2012	Mar 19, 2013	$179M	$179M	6	2	n/a	n/a	n/a
2011	Mar 22, 2012	$152M	$151M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$972M	22.9%	$684M	20.5%	16	16	1	0

Relationships

Registered with (8)

← Joshua Stephen MarbertAdvisorregistration: current employment
Oct 27, 2025 to presentfactForm ADV
← JUSTIN DAVID FOLSOMAdvisorregistration: current employment
Dec 7, 2023 to presentfactForm ADV
← ABIGAIL MARBERT GIBSONAdvisorregistration: current employment
Aug 17, 2023 to presentfactForm ADV
← ZACHARY L ALBANESEAdvisorregistration: current employment
Feb 16, 2021 to presentfactForm ADV
← RYAN NEAL BORDERSAdvisorregistration: current employment
Jan 2, 2019 to presentfactForm ADV
← John Matthew TravisAdvisorregistration: current employment
May 10, 2018 to presentfactForm ADV
← JOHN RANDOLPH TRAVISAdvisorregistration: current employment
Jun 29, 2010 to presentfactForm ADV
← WALTER STEPHEN MARBERTAdvisorregistration: current employment
Apr 29, 2003 to presentfactForm ADV

Controls (2)

← MARBERT, WALTER, STEPHENOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 22, 2012 to Feb 28, 2024factForm ADV
← MARBERT, KATHRYN, O.OwnerMEMBER/SHAREHOLDER, ownership code C, individual
Mar 22, 2012 to Feb 28, 2024factForm ADV

Dated events

Occurred
Feb 24, 2022
Regulatory AUM changed
Richard Young Advisors reported RAUM $683.2M, up 29% from $531.2M (2021-04-05 to 2022-02-24)
Form ADVobserved 4 days ago
$152M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78efbb3d-8ad0-e7f8-6741-ef3be5dc75c9
First observed: Mar 22, 2012
Last observed: Feb 12, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RICHARD YOUNG ADVISORS

RICHARD YOUNG ASSOCIATES, LTD., CRD 126124

AUGUSTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78efbb3d-8ad0-e7f8-6741-ef3be5dc75c9

Data as of Feb 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:58 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WALTER STEPHEN MARBERT

Certified Financial Planner

AUGUSTA, GA

n/a

JOHN RANDOLPH TRAVIS

n/a

AUGUSTA, GA

John Matthew Travis

Certified Financial Planner

AUGUSTA, GA

n/a

RYAN NEAL BORDERS

n/a

AUGUSTA, GA

n/a

ZACHARY L ALBANESE

n/a

AUGUSTA, GA

ABIGAIL MARBERT GIBSON

n/a

AUGUSTA, GA

n/a

JUSTIN DAVID FOLSOM

n/a

AUGUSTA, GA

n/a

Joshua Stephen Marbert

n/a

AUGUSTA, GA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MARBERT, WALTER, STEPHEN

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

07/2002

Feb 12, 2026

MARBERT, KATHRYN, O.

MEMBER/SHAREHOLDER

yes

05/2008

Mar 22, 2012

Feb 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 12, 2026

$1.2B

n/a

2024

Mar 6, 2025

$972M

n/a

2023

Feb 28, 2024

$837M

n/a

2022

Feb 27, 2023

$684M

n/a

2021

Feb 24, 2022

$683M

n/a

2020

Feb 22, 2021

$531M

n/a

2019

Feb 25, 2020

$460M

n/a

2018

Mar 11, 2019

$377M

n/a

2017

Mar 8, 2018

$379M

n/a

2016

Mar 23, 2017

$305M

$304M

n/a

2015

Feb 25, 2016

$259M

n/a

2014

Mar 26, 2015

$253M

n/a

2013

Mar 27, 2014

$224M

$223M

n/a

2012

Mar 19, 2013

$179M

n/a

2011

Mar 22, 2012

$152M

$151M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.2B

$972M

22.9%

$684M

20.5%