DFX Intelligence

J••• E••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

J••• E••••• A•••••••

Advisor at N••••••• C•••••• M••••••••• L••

LAKEWOOD, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 15, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 18, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• C•••••• M••••••••• L••	State registered	Feb 19, 2025	n/a	yes	LAKEWOOD, CO\|LAKEWOOD, CO	Current employment
C••••• A••••••• L••	Former SEC adviser	Sep 15, 1999	Jul 3, 2007	no	LAKEWOOD, CO\|LAKEWOOD, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	N••••••• C•••••• M••••••••• L••	Jul 3, 2007	Feb 19, 2025	6,441	Firm change after gap	Other

Relationships

Registered with (2)

→ N••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Sep 15, 1999 to Jul 3, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 15, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.