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RIA / WealthAdvisor19 years in industry

RAYMOND MICHAEL MASSEY

Advisor at ATX FINANCIAL PLANNING, LLC

AUSTIN, TX

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Search this name across graphsid dfx:ria:78f8110e-2c83-5024-5287-33bd7af313c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ATX FINANCIAL PLANNING, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 19, 2007
First registration: Jun 4, 2012
Dual registered: no
Other names: MIKE MASSEY
IAPD individual key: 4556440

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ATX FINANCIAL PLANNING, LLC	Independent wealth	Dec 16, 2020	n/a	yes	AUSTIN, TX	Current employment
U.S. CAPITAL WEALTH ADVISORS, LLC	Bd affiliated wealth	Jun 2, 2017	May 3, 2021	no	HOUSTON, TX\|Austin, TX	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	May 18, 2015	Jun 2, 2017	no	AUSTIN, TX	Previous registration
FINTEGRA, LLC	Former SEC adviser	Mar 28, 2014	May 27, 2015	no	Austin, TX\|MINNEAPOLIS, MN	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Jun 4, 2012	Mar 22, 2013	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. CAPITAL WEALTH ADVISORS, LLC	ATX FINANCIAL PLANNING, LLC	May 3, 2021	Dec 16, 2020	-138	Firm change after gap	RIA to RIA
COMMONWEALTH FINANCIAL NETWORK	U.S. CAPITAL WEALTH ADVISORS, LLC	Jun 2, 2017	Jun 2, 2017	0	Firm change	Ibd to new firm
FINTEGRA, LLC	COMMONWEALTH FINANCIAL NETWORK	May 27, 2015	May 18, 2015	-9	Firm change	Other
CURIAN CAPITAL, LLC	FINTEGRA, LLC	Mar 22, 2013	Mar 28, 2014	371	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8032:288199:TX:2017-06-02	Jun 2, 2017	Jun 2, 2017	AUSTIN, TX	Firm change

Relationships

Registered with (5)

→ ATX FINANCIAL PLANNING, LLCRegistered adviserregistration: current employment
Dec 16, 2020 to presentfactForm ADV
→ U.S. CAPITAL WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 2, 2017 to May 3, 2021factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
May 18, 2015 to Jun 2, 2017factForm ADV
→ FINTEGRA, LLCRegistered adviserregistration: previous registration
Mar 28, 2014 to May 27, 2015factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Jun 4, 2012 to Mar 22, 2013factForm ADV

Dated events

No dated event names this entity yet.