R••• A• B•••

Advisor at E••••• J••••

••• Locked

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Search this name across graphsid dfx:ria:78fbb591-b7e0-7f30-d7c4-f6b1c2458ad4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 31, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jan 31, 2012	n/a	yes	ST. LOUIS, MO\|Wentzville, MO\|Maryland Heights, MO	Current employment
E••••• J••••	National bd RIA	Jan 5, 2010	Oct 5, 2011	no	ST LOUIS, MO\|LAKE ST LOUIS, MO

Relationships

Registered with (1)

→ E••••• J••••Registered adviserregistration: previous registration
Jan 5, 2010 to Oct 5, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78fbb591-b7e0-7f30-d7c4-f6b1c2458ad4
First observed: Jan 5, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.