DFX Intelligence

X••••• S••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

X••••• S••••• S•••••••••

Advisor at P•••••••• F•••••••• S•••••••

St. Paul, MN | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:78ff1102-38a8-847f-1498-84292c60474a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 15, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• F•••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• F•••••••• S•••••••	Independent wealth	Jan 1, 2026	n/a	yes	St. Paul, MN\|LOS ANGELES, CA	Current employment
E••••• J••••	National bd RIA	Sep 15, 2020	Feb 2, 2024	no	St Paul, MN\|Saint Paul, MN\|ST LOUIS, MO\|ST PAUL, MN\|St Paul, MN\|ST PAUL, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	P•••••••• F•••••••• S•••••••	Feb 2, 2024	Jan 1, 2026	699	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ P•••••••• F•••••••• S•••••••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 15, 2020 to Feb 2, 2024factForm ADV

Dated events

Occurred
Feb 2, 2024
Advisor changed firm
X••••• S••••• S••••••••• left E••••• J•••• for P•••••••• F•••••••• S••••••• (registered 2026-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78ff1102-38a8-847f-1498-84292c60474a
First observed: Sep 15, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.