DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NATIONS FINANCIAL GROUP, INC.
CEDAR RAPIDS, IA | LITTLETON, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NATIONS FINANCIAL GROUP, INC. | Independent wealth | Aug 3, 2026 | n/a | yes | CEDAR RAPIDS, IA|LITTLETON, CO | Current employment |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Mar 31, 2026 | Jul 31, 2026 | no | Windsor, CO|GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | NATIONS FINANCIAL GROUP, INC. | Jul 31, 2026 | Aug 3, 2026 | 3 | Firm change | Ibd to RIA |