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Advisor at THRIVENT INVESTMENT MANAGEMENT INC.
Cedar Rapids, IA | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Feb 9, 2024 | n/a | yes | MINNEAPOLIS, MN|Cedar Rapids, IA | Current employment |
| TRUEWEALTH STEWARDSHIP, LLC | State registered | Aug 25, 2022 | Oct 13, 2022 | no | Marion, IA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 1, 2021 | Oct 14, 2022 | no | MARION, IA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Nov 19, 2019 | Nov 4, 2021 | no | Hiawatha, IA | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Oct 22, 2019 | Oct 29, 2019 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | TRUEWEALTH STEWARDSHIP, LLC | Oct 14, 2022 | Aug 25, 2022 | -50 | Firm change after gap | RIA to state RIA |
| TRUEWEALTH STEWARDSHIP, LLC | THRIVENT INVESTMENT MANAGEMENT INC. | Oct 13, 2022 | Feb 9, 2024 | 484 | Firm change after gap | Other |
| PRINCIPAL SECURITIES, INC. | LPL FINANCIAL LLC | Nov 4, 2021 | Nov 1, 2021 | -3 | Firm change | Ibd to ibd |
| THRIVENT INVESTMENT MANAGEMENT INC. | PRINCIPAL SECURITIES, INC. | Oct 29, 2019 | Nov 19, 2019 | 21 | Firm change | Ibd to ibd |