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CRD 161611
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ESS CAPITAL MANAGEMENT, L.P. | Hedge Fund | $5.6M | Mar 30, 2015 | 9 | Feb 14, 2012 | reported | 021-149090 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| STEIN, ERIC, S | MANAGING MEMBER & CCO | E | yes | 10/2010 | Feb 14, 2012 | Mar 30, 2015 |
| NEWMAN, MICHAEL | MANAGING DIRECTOR | Na | no | 01/2013 | Sep 9, 2013 | Mar 30, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ESS CAPITAL ADVISORS, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 30, 2015 | $33.2M | $33.2M | 2 | 2 | n/a | 1 | $5.6M |
| 2013 | Mar 26, 2014 | $40.5M | $40.5M | 2 | 2 | n/a | 1 | $7.2M |
| 2012 | Mar 22, 2013 | $39.5M | $39.5M | 1 | 1 | n/a | 1 | $7.4M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $33.2M | $40.5M | -18.1% | n/a | n/a | 2 | 2 | n/a | n/a |