DFX Intelligence

C•••• K•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

C•••• K•••• B••••

Advisor at G•••••••

••• Locked

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Search this name across graphsid dfx:ria:7908f9f7-924f-0c98-305e-6e38bac3e287

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••	Independent wealth	Dec 5, 2025	n/a	yes	MIAMI, FL\|New York, NY	Current employment
L••••• P••• L••	Independent wealth	May 9, 2023	n/a	yes	NEW YORK, NY\|NEWPORT, CA	Current employment

Relationships

Registered with (2)

→ G•••••••Registered adviserregistration: current employment
Dec 5, 2025 to presentfactForm ADV
→ L••••• P••• L••Registered adviserregistration: current employment
May 9, 2023 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7908f9f7-924f-0c98-305e-6e38bac3e287
First observed: Aug 1, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.