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Reading the graph
Advisor at LIDO
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Lido | Independent wealth | Jun 13, 2023 | n/a | yes | LOS ANGELES, CA | Current employment |
| FIRST FOUNDATION ADVISORS | Independent wealth | Apr 1, 2013 | Jun 26, 2023 | no | LOS ANGELES, CA|OAKLAND, CA|LOS ANGELES, CA | Previous registration |
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Dec 7, 2004 | Feb 22, 2012 | no | LOS ANGELES, CA|BEVERLY HILLS, CA | Previous registration |
| NORTHERN TRUST SECURITIES, INC | Bd affiliated wealth | Apr 28, 2003 | Nov 1, 2004 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST FOUNDATION ADVISORS | Lido | Jun 26, 2023 | Jun 13, 2023 | -13 | Firm change | RIA to RIA |
| U.S. BANCORP ADVISORS, LLC | FIRST FOUNDATION ADVISORS | Feb 22, 2012 | Apr 1, 2013 | 404 | Firm change after gap | Other |
| NORTHERN TRUST SECURITIES, INC | U.S. BANCORP ADVISORS, LLC | Nov 1, 2004 | Dec 7, 2004 | 36 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106075:269866:CA:2023-06-26 | Jun 26, 2023 | Jun 13, 2023 | LOS ANGELES, CA | Firm change |