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M•••••• J•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

M•••••• J•••• P••••••

Advisor at C••••••••• I••••••••• M••••••••• L••

Winnetka, IL

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Search this name across graphsid dfx:ria:790a4f68-acf4-6bf4-742e-8e6054e57095

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• I••••••••• M••••••••• L••	Independent wealth	Nov 12, 2018	n/a	yes	Winnetka, IL	Current employment
M•••••• • N••••• A••••••• A•••••••• C••••••• L••	Former SEC adviser	May 21, 2010	Dec 31, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• • N••••• A•••••••• L••	C••••••••• I••••••••• M••••••••• L••	Aug 28, 2017	Nov 12, 2018	441	Firm change after gap	Other
M•••••• • N••••• A••••••• A•••••••• C••••••• L••	M•••••• • N••••• A•••••••• L••	Dec 31, 2013

Relationships

Registered with (4)

→ C••••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Nov 12, 2018 to presentfactForm ADV
→ M•••••• • N••••• A•••••••• L••Registered adviserregistration: previous registration
May 21, 2010 to Aug 28, 2017factForm ADV
→ M•••••• • N••••• A••••••• A•••••••• C••••••• L••Registered adviserregistration: previous registration
May 21, 2010 to Dec 31, 2013factForm ADV
→ B••••••••• G••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:790a4f68-acf4-6bf4-742e-8e6054e57095
First observed: Jun 26, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.