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Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Alma, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Jan 12, 2016 | n/a | yes | Alma, MI | Current employment |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Apr 7, 2015 | Dec 31, 2015 | no | ALMA, MI|ORLANDO, FL | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 15, 2014 | Apr 24, 2015 | no | ALMA, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Apr 24, 2015 | Apr 7, 2015 | -17 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:144426:MI:2015-04-24 | Apr 24, 2015 | Apr 7, 2015 | ALMA, MI | Firm change |