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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PRINCETON CAPITAL MANAGEMENT INC

CRD 105263

PRINCETON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:791b626b-a983-7d69-55f0-af7a2259cfef

Data as of Mar 6, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2012 to Mar 6, 2017
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $165MItem 5.F on the latest filing (2017-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $162M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Accounts: 328
SEC number: 801-33000
CRD: 105263
Filings on the tape: 17
First filed: Mar 16, 2012
Latest filed: Mar 6, 2017
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
YOUNG ENTERPRISE SECURITIES, LLC	Hedge Fund	$3.5M	Jun 15, 2016	10	Mar 16, 2012	reported	021-59473

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BERKELEY, ALFRED, RIVES	CHAIRMAN, DIRECTOR	C	yes	01/2013	Mar 16, 2012	Mar 6, 2017
FITZPATRICK, REGINALD, HUGH A	PRESIDENT,DIRECTOR	B	yes	12/2006	Mar 16, 2012	Mar 6, 2017
KEELER, KAREN, F	SECRETARY,DIRECTOR,CHIEF COMPLIANCE OFFICER	A	yes	05/2005	Mar 16, 2012	Mar 6, 2017
REYNOLDS, STEVEN, HILL	Director	Na	yes	10/2013	Mar 26, 2014	Mar 6, 2017

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Baltimore	Md	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 6, 2017	$165M	$162M	6	3	n/a	n/a	n/a
2015	Mar 29, 2016	$151M	$151M	7	5	n/a	1	$3.5M
2014	Mar 25, 2015	$188M	$188M	6	4	n/a	1	$4.8M
2013	Mar 26, 2014	$138M	$138M	9	5	n/a	1	$4.8M
2012	Feb 21, 2013	$97.3M	$97.3M	7	4	n/a	1	$3.5M
2011	Mar 16, 2012	$198M	$198M	n/a	n/a	n/a	1	$3.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$165M	$151M	8.8%	$138M	6.1%	6	7	n/a	n/a

Relationships

Controls (4)

← REYNOLDS, STEVEN, HILLOwnerDIRECTOR, ownership code NA, individual
Mar 26, 2014 to presentfactForm ADV
← BERKELEY, ALFRED, RIVESOwnerCHAIRMAN, DIRECTOR, ownership code C, individual
Mar 16, 2012 to presentfactForm ADV
← KEELER, KAREN, FOwnerSECRETARY,DIRECTOR,CHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 16, 2012 to presentfactForm ADV
← FITZPATRICK, REGINALD, HUGH AOwnerPRESIDENT,DIRECTOR, ownership code B, individual
Mar 16, 2012 to presentfactForm ADV

Advises (1)

→ YOUNG ENTERPRISE SECURITIES, LLCPrivate fundHedge Fund, IA
Mar 16, 2012 to presentfactForm ADV

Registered with (3)

← ALFRED RIVES BERKELEYAdvisorregistration: previous registration
Jun 24, 2013 to Dec 31, 2017factForm ADV
← Daniel Patrick MuellerAdvisorregistration: previous registration
Jul 19, 2016 to Dec 31, 2017factForm ADV
← REGINALD HUGH A FITZPATRICKAdvisorregistration: previous registration
Feb 5, 2013 to Dec 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:791b626b-a983-7d69-55f0-af7a2259cfef
First observed: Mar 16, 2012
Last observed: Mar 6, 2017 116 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRINCETON CAPITAL MANAGEMENT INC

CRD 105263

PRINCETON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:791b626b-a983-7d69-55f0-af7a2259cfef

Data as of Mar 6, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

YOUNG ENTERPRISE SECURITIES, LLC

Hedge Fund

$3.5M

Jun 15, 2016

Mar 16, 2012

reported

021-59473

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BERKELEY, ALFRED, RIVES

CHAIRMAN, DIRECTOR

yes

01/2013

Mar 16, 2012

Mar 6, 2017

FITZPATRICK, REGINALD, HUGH A

PRESIDENT,DIRECTOR

yes

12/2006

Mar 16, 2012

Mar 6, 2017

KEELER, KAREN, F

SECRETARY,DIRECTOR,CHIEF COMPLIANCE OFFICER

yes

05/2005

Mar 16, 2012

Mar 6, 2017

REYNOLDS, STEVEN, HILL

Director

yes

10/2013

Mar 26, 2014

Mar 6, 2017

City

State

Country

Employees

Also broker-dealer

Baltimore

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 6, 2017

$165M

$162M

n/a

2015

Mar 29, 2016

$151M

n/a

$3.5M

2014

Mar 25, 2015

$188M

n/a

$4.8M

2013

Mar 26, 2014

$138M

n/a

$4.8M

2012

Feb 21, 2013

$97.3M

n/a

$3.5M

2011

Mar 16, 2012

$198M

n/a

$3.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$165M

$151M

8.8%

$138M

6.1%

n/a