DFX Intelligence

A••••• Y••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

A••••• Y••••••••

Advisor at C•••• B••••• W•••••• L••

NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• B••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 2, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• B••••• W•••••• L••	Independent wealth	Dec 10, 2019	n/a	yes	NEW YORK, NY	Current employment
B•••• A••••••• U••• I•••	Former SEC adviser	Oct 13, 2016	Feb 26, 2017	no	New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• A••••••• U••• I•••	C•••• B••••• W•••••• L••	Feb 26, 2017	Dec 10, 2019	1,017	Firm change after gap	Other
C•••••••• G••••• M•••••• I•••	B•••• A••••••• U••• I•••	Jun 29, 2011	Oct 13, 2016

Relationships

Registered with (4)

→ C•••• B••••• W•••••• L••Registered adviserregistration: current employment
Dec 10, 2019 to presentfactForm ADV
→ B•••• A••••••• U••• I•••Registered adviserregistration: previous registration
Oct 13, 2016 to Feb 26, 2017factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Feb 23, 2010 to Jun 29, 2011factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 26, 2004
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.