DFX Intelligence

W••••• R•• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor44 years in industry

W••••• R•• L•••••

Advisor at A••••••••• I••••••••• L••

KERNERSVILLE, NC

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Search this name across graphsid dfx:ria:79241251-9d87-9c87-1829-dd98f87cb474

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 26, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• I••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 27, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• I••••••••• L••	State registered	May 19, 2024	n/a	yes	KERNERSVILLE, NC	Current employment
M••••••• I••••••••• N•••••• I•••	Bd affiliated wealth	Jan 3, 2023	May 15, 2024	no	Kernersville, NC\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• I••••••••• N•••••• I•••	A••••••••• I••••••••• L••	May 15, 2024	May 19, 2024	4	Firm change	Ibd to state RIA
N•• A•••••••• A• D••••••• O• N•• F•••••••• C•••••••••	M••••••• I••••••••• N•••••• I•••	Dec 31, 2022	Jan 3, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
7425:17587:CO:2022-12-31	Dec 31, 2022	Jan 3, 2023	HIGHLANDS RANCH, CO	Firm change

Relationships

Registered with (4)

→ A••••••••• I••••••••• L••Registered adviserregistration: current employment
May 19, 2024 to presentfactForm ADV
→ M••••••• I••••••••• N•••••• I•••Registered adviserregistration: previous registration
Jan 3, 2023 to May 15, 2024factForm ADV
→ N•• A•••••••• A• D••••••• O• N•• F•••••••• C•••••••••Registered adviserregistration: previous registration
Feb 7, 2012 to Dec 31, 2022factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
May 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79241251-9d87-9c87-1829-dd98f87cb474
First observed: Jan 26, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.