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S•••••• C••••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

S•••••• C••••••••• M•••••

Advisor at C••••• • A••••••••• I•••

Apopka, FL | TAMPA, FL

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Search this name across graphsid dfx:ria:7926297a-1f60-a5d2-a481-0e169ec2d672

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• • A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• • A••••••••• I•••	Independent wealth	Jan 12, 2026	n/a	yes	TAMPA, FL\|TAMPA, FL\|Apopka, FL	Current employment
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Aug 7, 2009	Dec 18, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••• I••••••••• M••••••••• L••	C••••• • A••••••••• I•••	Dec 18, 2018	Jan 12, 2026	2,582	Firm change after gap	Ibd to RIA
U•• F•••••••• S••••••• I•••	I••••••••• A••••• I••••••••• M••••••••• L••	May 13, 2009

Relationships

Registered with (3)

→ C••••• • A••••••••• I•••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 7, 2009 to Dec 18, 2018factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jun 5, 2008 to May 13, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7926297a-1f60-a5d2-a481-0e169ec2d672
First observed: Jun 5, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.