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RIA / WealthAdvisor32 years in industry

Raymond Scott Panek

Advisor at ODIORNE POINT ASSET MANAGEMENT, LLC

PORTSMOUTH, NH

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Search this name across graphsid dfx:ria:792ad4de-73d8-8bc1-418e-a9ccafbb610b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 29, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ODIORNE POINT ASSET MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 23, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Sep 23, 1993
First registration: Sep 29, 2011
Dual registered: no
Other names: RAY PANEK
IAPD individual key: 2259565

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ODIORNE POINT ASSET MANAGEMENT, LLC	State registered	Apr 24, 2023	n/a	yes	PORTSMOUTH, NH	Current employment
ESTATE PLANNERS OF NEW ENGLAND, LLC	Former SEC adviser	Sep 24, 2019	Sep 7, 2023	no	PORTSMOUTH, NH	Previous registration
PEOPLE'S UNITED ADVISORS, INC.	Former SEC adviser	May 23, 2018	Jul 3, 2019	no	Portsmouth, NH	Previous registration
PEOPLE'S SECURITIES, INC.	Former SEC adviser	Sep 29, 2011	Jul 3, 2019	no	PORTSMOUTH, NH\|ROCHESTER, NH\|DURHAM, NH\|DOVER, NH\|EXETER, NH\|RAYMOND, NH\|HAMPTON, NH\|PORTSMOUTH, NH\|STRATHAM, NH\|PORTSMOUTH, NH\|EXETER, NH\|DURHAM, NH\|BRIDGEPORT, CT\|PLAISTOW, NH\|HAMPSTEAD, NH\|SALEM, NH\|DERRY, NH\|ROCHESTER, NH\|WOLFEBORO, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ESTATE PLANNERS OF NEW ENGLAND, LLC	ODIORNE POINT ASSET MANAGEMENT, LLC	Sep 7, 2023	Apr 24, 2023	-136	Firm change after gap	Other
PEOPLE'S SECURITIES, INC.	PEOPLE'S UNITED ADVISORS, INC.	Jul 3, 2019	May 23, 2018	-406	Firm change after gap	Other
PEOPLE'S UNITED ADVISORS, INC.	ESTATE PLANNERS OF NEW ENGLAND, LLC	Jul 3, 2019	Sep 24, 2019	83	Firm change	Other

Relationships

Registered with (4)

→ ODIORNE POINT ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 24, 2023 to presentfactForm ADV
→ ESTATE PLANNERS OF NEW ENGLAND, LLCRegistered adviserregistration: previous registration
Sep 24, 2019 to Sep 7, 2023factForm ADV
→ PEOPLE'S SECURITIES, INC.Registered adviserregistration: previous registration
Sep 29, 2011 to Jul 3, 2019factForm ADV
→ PEOPLE'S UNITED ADVISORS, INC.Registered adviserregistration: previous registration
May 23, 2018 to Jul 3, 2019factForm ADV

Dated events

Occurred
Sep 7, 2023
Advisor changed firm
Raymond Scott Panek left Estate Planners Of New England, Llc for Odiorne Point Asset Management, Llc (registered 2023-04-24)
Form ADVobserved 6 days ago