DFX Intelligence

F• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

F• P••••••• L••

CRD 333302

NEW YORK, NY

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Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 16
On other graphs: 2
Observed: Jun 29, 2026 to Jun 29, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

F• P••••••• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

F• P••••••• L••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $205M••• Locked
Discretionary RAUM: $205M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F• P••••••• L•••	Private Equity Fund	$205M	Jun 29, 2026	21	Mar 31, 2023	reported	021-475904

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••••• A••••••••• E•	PARTNER; ELECTED MANAGER	Na	yes	08/2024	Jun 29, 2026	Jun 29, 2026
L• C•••••• P••••••• L••	Member	E	yes	08/2024	Jun 29, 2026	Jun 29, 2026

Relationships

Advises (1)

→ F• P••••••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV

Controls (2)

← G•••••••• A••••••••• E•OwnerPARTNER; ELECTED MANAGER, ownership code NA, individual
Jun 29, 2026 to presentfactForm ADV
← L• C•••••• P••••••• L••OwnerMEMBER, ownership code E, domestic entity
Jun 29, 2026 to presentfactForm ADV

Owns (1)

Dated events

Order

Occurred
29 Jun 2026
Ria registration change
••• Locked
Form ADV
Occurred
29 Jun 2026
Ria principal change
••• Locked
Form ADV
Occurred
29 Jun 2026
Ria indirect owner change14 events
F• P••••••• L••: ria indirect owner change, 14 events, on 29 Jun 2026
- ••• Locked
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 29, 2026
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.