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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WILLIAMSBURG, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 22, 2009 | n/a | yes | WILLIAMSBURG, VA | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jun 22, 2009 | no | Williamsburg, VA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 2, 2008 | Jun 1, 2009 | no | NEW YORK, NY|WILLIAMSBURG, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 22, 2009 | Jun 22, 2009 | 0 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |