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Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC
TALLAHASSEE, FL | Tallahassee, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 15, 2023 | n/a | yes | TALLAHASSEE, FL | Current employment |
| INDEPENDENT ADVISOR ALLIANCE, LLC | Independent wealth | Dec 5, 2018 | n/a | yes | Tallahassee, FL | Current employment |
| INDEPENDENT FINANCIAL PARTNERS | Bd affiliated wealth | Oct 13, 2016 | Nov 27, 2018 | no | TALLAHASSEE, FL | Previous registration |
| AMB WEALTH, LLC | Independent wealth | Mar 22, 2010 | Oct 14, 2016 | no | THOMASVILLE, GA|Tallahassee, FL | Previous registration |
| AMB WEALTH, LLC | Independent wealth | May 27, 2009 | Aug 31, 2009 | no | THOMASVILLE, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL PARTNERS | INDEPENDENT ADVISOR ALLIANCE, LLC | Nov 27, 2018 | Dec 5, 2018 | 8 | Firm change | Ibd to RIA |
| AMB WEALTH, LLC | INDEPENDENT FINANCIAL PARTNERS | Oct 14, 2016 | Oct 13, 2016 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125112:168267:FL:2018-11-13 | Nov 27, 2018 | Dec 5, 2018 | TALLAHASSEE, FL | Firm change |
| 113106:125112:FL:2016-10-14 | Oct 14, 2016 | Oct 13, 2016 | TALLAHASSEE, FL | Firm change |