DFX Intelligence

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

RED OAK PARTNERS, LLC

CRD 172149

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:793c3bb7-ac5d-ef05-5b18-b30663167c8c

Data as of Jun 23, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 2
Observed: Jul 9, 2014 to Jun 23, 2020
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

RED Oak Partners, LLC

Private equity manager · shared crd

Independent Sponsorsidentity

RED Oak Partners, LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $86.4MItem 5.F on the latest filing (2020-06-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $86.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 4
Individual clients: 0
High net worth clients: 0
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $86.4Mgross asset value as reported per fund; never fund size
Custody, client assets: $86.4M
SEC number: 801-80087
CRD: 172149
Filings on the tape: 21
First filed: Jul 9, 2014
Latest filed: Jun 23, 2020
Organised: Limited Liability Company, Florida

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
THE RED OAK FUND, LP	Hedge Fund	$58.9M	Mar 15, 2024	28	Jul 9, 2014	reported	021-293784
THE RED OAK LONG FUND, LP	Hedge Fund	$31.7M	Mar 15, 2024	14	Jul 9, 2014	reported	021-215654
RED OAK TITLE ACQUISITION, LLC	Private Equity Fund	$28.9M	Dec 23, 2015	24	Sep 19, 2014	dropped	n/a
PINNACLE OPPORTUNITIES FUND, LP	Hedge Fund	$18.0M	Mar 31, 2020	11	Jul 9, 2014	reported	021-176716
THE RED OAK INSTITUTIONAL FOUNDERS LONG FUND, LP	Hedge Fund	$2.7M	May 15, 2023	1	Mar 30, 2016	reported	021-253227
RED OAK SG LLC	Private Equity Fund	$202,336	Mar 15, 2024	6	Mar 30, 2018	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SANDBERG, DAVID	MANAGING MEMBER	E	yes	03/2003	Jul 9, 2014	Jun 23, 2020
PERTIERRA, ADRIAN, JUSTIN	CHIEF FINANCIAL OFFICER	Na	no	05/2008	Jul 9, 2014	Jun 23, 2020

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Norwalk	Ct	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 9, 2020	$86.4M	$86.4M	5	2	1	5	$113M
2018	Mar 28, 2019	$113M	$113M	5	2	1	5	$113M
2017	Mar 30, 2018	$109M	$109M	5	3	0	5	$109M
2016	Mar 28, 2017	$155M	$86.4M	5	2	n/a	4	$86.4M
2015	Mar 30, 2016	$140M	$71.6M	5	2	n/a	4	$66.8M
2014	Mar 31, 2015	$137M	$39.2M	5	2	n/a	4	$74.3M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$86.4M	$113M	-23.7%	$155M	-17.7%	5	5	1	1

Relationships

Advises (6)

→ THE RED OAK LONG FUND, LPPrivate fundHedge Fund, ERA
Jul 9, 2014 to presentfactForm ADV
→ THE RED OAK FUND, LPPrivate fundHedge Fund, ERA
Jul 9, 2014 to presentfactForm ADV
→ RED OAK SG LLCPrivate fundPrivate Equity Fund, ERA
Mar 30, 2018 to presentfactForm ADV
→ THE RED OAK INSTITUTIONAL FOUNDERS LONG FUND, LPPrivate fundHedge Fund, ERA
Mar 30, 2016 to presentfactForm ADV
→ PINNACLE OPPORTUNITIES FUND, LPPrivate fundHedge Fund, IA
Jul 9, 2014 to presentfactForm ADV
→ RED OAK TITLE ACQUISITION, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Sep 19, 2014 to Dec 23, 2015factForm ADV

Owns (1)

← PERTIERRA, ADRIAN, JUSTINOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jul 9, 2014 to presentfactForm ADV

Controls (1)

← SANDBERG, DAVIDOwnerMANAGING MEMBER, ownership code E, individual
Jul 9, 2014 to presentfactForm ADV

Dated events

Occurred
Jul 9, 2014
First Form ADV filing
Red Oak Partners, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:793c3bb7-ac5d-ef05-5b18-b30663167c8c
First observed: Jul 9, 2014
Last observed: Jun 23, 2020 76 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RED OAK PARTNERS, LLC

CRD 172149

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:793c3bb7-ac5d-ef05-5b18-b30663167c8c

Data as of Jun 23, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:18 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

THE RED OAK FUND, LP

Hedge Fund

$58.9M

Mar 15, 2024

Jul 9, 2014

reported

021-293784

THE RED OAK LONG FUND, LP

Hedge Fund

$31.7M

Mar 15, 2024

Jul 9, 2014

reported

021-215654

RED OAK TITLE ACQUISITION, LLC

Private Equity Fund

$28.9M

Dec 23, 2015

Sep 19, 2014

dropped

n/a

PINNACLE OPPORTUNITIES FUND, LP

Hedge Fund

$18.0M

Mar 31, 2020

Jul 9, 2014

reported

021-176716

THE RED OAK INSTITUTIONAL FOUNDERS LONG FUND, LP

Hedge Fund

$2.7M

May 15, 2023

Mar 30, 2016

reported

021-253227

RED OAK SG LLC

Private Equity Fund

$202,336

Mar 15, 2024

Mar 30, 2018

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SANDBERG, DAVID

MANAGING MEMBER

yes

03/2003

Jul 9, 2014

Jun 23, 2020

PERTIERRA, ADRIAN, JUSTIN

CHIEF FINANCIAL OFFICER

05/2008

Jul 9, 2014

Jun 23, 2020

City

State

Country

Employees

Also broker-dealer

Norwalk

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 9, 2020

$86.4M

$113M

2018

Mar 28, 2019

$113M

2017

Mar 30, 2018

$109M

2016

Mar 28, 2017

$155M

$86.4M

n/a

$86.4M

2015

Mar 30, 2016

$140M

$71.6M

n/a

$66.8M

2014

Mar 31, 2015

$137M

$39.2M

n/a

$74.3M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$86.4M

$113M

-23.7%

$155M

-17.7%