DFX Intelligence

T••••• S••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

T••••• S••• M••••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Geneva, IL | Elgin, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7946c739-ac19-4537-1c62-1cdea8a7980b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 6, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 12, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Feb 1, 2022	n/a	yes	Geneva, IL\|Elgin, IL	Current employment
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Jun 1, 2015	Feb 1, 2022	no	ST. CHARLES, IL\|PORTLAND, OR\|Geneva, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Feb 1, 2022	Feb 1, 2022	0	Firm change	Ibd to ibd
N••••••• T•••• S••••••••• I••	M• H••••••• S••••••••• I•••	Dec 31, 2009	Jun 1, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
43285:149018:IL:2022-02-01	Feb 1, 2022	Feb 1, 2022	GENEVA, IL	Firm change

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Feb 1, 2022 to presentfactForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 1, 2015 to Feb 1, 2022factForm ADV
→ N••••••• T•••• S••••••••• I••Registered adviserregistration: previous registration
Jan 8, 2007 to Dec 31, 2009factForm ADV
→ V••••• A•••• M••••••••• I••

Dated events

Occurred
Feb 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7946c739-ac19-4537-1c62-1cdea8a7980b
First observed: Oct 6, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.