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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Christopher Ryan Moody

Advisor at EDWARD JONES

OKLAHOMA CITY, OK

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Search this name across graphsid dfx:ria:79484c15-bb75-a7ab-1cfc-b958dd67b1a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 1, 2007
First registration: Oct 2, 2007
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER RYAN MOODY|CHRIS MOODY|CHRISTOPHER R MOODY
IAPD individual key: 5160429

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Mar 16, 2012	n/a	yes	OKLAHOMA CITY, OK	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 30, 2009	Mar 19, 2012	no	OKLAHOMA CITY, OK\|PLANO, TX\|OKLAHOMA CITY, OK	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 11, 2009	no	Dallas, TX	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jan 16, 2009	Jun 1, 2009	no	DALLAS, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 2, 2007	Jan 27, 2009	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	EDWARD JONES	Mar 19, 2012	Mar 16, 2012	-3	Firm change	Other
MORGAN STANLEY	CHASE INVESTMENT SERVICES CORP.	Sep 11, 2009	Sep 30, 2009	19	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY & CO. LLC	Jan 27, 2009	Jan 16, 2009	-11	Firm change	Other

Relationships

Registered with (5)

→ EDWARD JONESRegistered adviserregistration: current employment
Mar 16, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 30, 2009 to Mar 19, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 11, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jan 16, 2009 to Jun 1, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 2, 2007 to Jan 27, 2009factForm ADV

Dated events

No dated event names this entity yet.