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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

David D Peterson

Advisor at OSAIC WEALTH, INC.

Omaha, NE | OMAHA, NE

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Search this name across graphsid dfx:ria:794bc81b-01eb-a0a0-6477-3b5633b49a1a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Exams: S66|S63
First exam: Aug 13, 1998
First registration: Nov 30, 2018
Dual registered: yes, broker-dealer
Other names: DAVID DOUGLASS PETERSON
IAPD individual key: 3100799

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 24, 2025	n/a	yes	Omaha, NE\|OMAHA, NE	Current employment
WEALTHPLAN PARTNERS	Independent wealth	Oct 2, 2023	n/a	yes	OMAHA, NE	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	Sep 22, 2023	no	MINNETONKA, MN\|MINNETONKA, MN	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	May 3, 2021	Jun 29, 2023	no	MINNETONKA, MN\|EL SEGUNDO, CA\|OMAHA, NE\|MINNETONKA, MN	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 30, 2018	Mar 26, 2021	no	LA VISTA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	WEALTHPLAN PARTNERS	Sep 22, 2023	Oct 2, 2023	10	Firm change	Ibd to RIA
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	CETERA ADVISOR NETWORKS LLC	Mar 26, 2021	May 3, 2021	38	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Oct 24, 2025 to presentfactForm ADV
→ WEALTHPLAN PARTNERSRegistered adviserregistration: current employment
Oct 2, 2023 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to Sep 22, 2023factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
May 3, 2021 to Jun 29, 2023factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 30, 2018 to Mar 26, 2021factForm ADV

Dated events

Occurred
Sep 22, 2023
Advisor changed firm
David D Peterson left Cetera Investment Advisers Llc for Wealthplan Partners (registered 2023-10-02)
Form ADVobserved 6 days ago