DFX Intelligence

A•• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

A•• P•••••

Advisor at E••••• J••••

OLATHE, KS

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Search this name across graphsid dfx:ria:795c7d4f-c906-54df-75d1-8a0262e89b34

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jul 16, 2018	n/a	yes	OLATHE, KS	Current employment
R•••••••• F•••••••• S••••••• I••	Former SEC adviser	Apr 12, 2016	Jun 22, 2018	no	LAWRENCE, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••• F•••••••• S••••••• I••	E••••• J••••	Jun 22, 2018	Jul 16, 2018	24	Firm change	RIA to ibd

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: current employment
Jul 16, 2018 to presentfactForm ADV
→ R•••••••• F•••••••• S••••••• I••Registered adviserregistration: previous registration
Apr 12, 2016 to Jun 22, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:795c7d4f-c906-54df-75d1-8a0262e89b34
First observed: Apr 12, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.