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J••• F•••••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

J••• F•••••••• P•••••••

Advisor at J• K• R• • C••••••• I•••

Laguna Niguel, CA | VAN NUYS, CA

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Search this name across graphsid dfx:ria:796a131c-66fb-3a79-df94-c1e96d874e7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• K• R• • C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J• K• R• • C••••••• I•••	Independent wealth	Jan 1, 2026	n/a	yes	VAN NUYS, CA\|VAN NUYS, CA\|Laguna Niguel, CA	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 21, 2016	Jul 17, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	J• K• R• • C••••••• I•••	Jul 17, 2018	Jan 1, 2026	2,725	Firm change after gap	Ibd to RIA
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 22, 2016

Relationships

Registered with (4)

→ J• K• R• • C••••••• I•••Registered adviserregistration: previous registration
Feb 15, 2007 to Oct 15, 2008factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 21, 2016 to Jul 17, 2018factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 26, 2014 to Sep 22, 2016factForm ADV
→ F•••••••• T••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:796a131c-66fb-3a79-df94-c1e96d874e7f
First observed: Feb 15, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.