DFX Intelligence

C•••••• A••••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

C•••••• A••••••• M••••

Advisor at B••••• P••••• A•••••••• L••

Bethesda, MD | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:79724234-b73c-0088-9397-8336e5ed5887

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 29, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Sep 17, 2025	n/a	yes	Bethesda, MD\|NEWPORT BEACH, CA	Current employment
T•• F••••• F•••• I•••	Former SEC adviser	Mar 29, 2013	Nov 3, 2025	no	BETHESDA, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• F••••• F•••• I•••	B••••• P••••• A•••••••• L••	Nov 3, 2025	Sep 17, 2025	-47	F•••_CHANGE_AFTER_GAP	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
105270:119290:MD:2025-11-03	Nov 3, 2025	Sep 17, 2025	BETHESDA, MD	F•••_CHANGE_AFTER_GAP

Relationships

Registered with (2)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Sep 17, 2025 to presentfactForm ADV
→ T•• F••••• F•••• I•••Registered adviserregistration: previous registration
Mar 29, 2013 to Nov 3, 2025factForm ADV

Dated events

Occurred
Nov 3, 2025
Advisor f••• change
C•••••• A••••••• M•••• left T•• F••••• F•••• I••• for B••••• P••••• A•••••••• L•• (registered 2025-09-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79724234-b73c-0088-9397-8336e5ed5887
First observed: Mar 29, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.