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Advisor at ALPHACORE CAPITAL LLC
LA JOLLA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALPHACORE CAPITAL LLC | Independent wealth | Feb 21, 2024 | n/a | yes | LA JOLLA, CA | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | May 11, 2009 | Jan 8, 2024 | no | Temecula, CA|Carlsbad, CA|San Diego, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 18, 2007 | Apr 1, 2009 | no | CARLSBAD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | ALPHACORE CAPITAL LLC | Jan 8, 2024 | Feb 21, 2024 | 44 | Firm change | Ibd to RIA |
| CITIGROUP GLOBAL MARKETS INC. | CHARLES SCHWAB & CO., INC. | Apr 1, 2009 | May 11, 2009 | 40 | Firm change | Other |