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Advisor at CASTLE COAST WEALTH, LLC
LA JOLLA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CASTLE COAST WEALTH, LLC | Independent wealth | Dec 5, 2019 | n/a | yes | LA JOLLA, CA | Current employment |
| LITTON FINANCIAL | n/a | Jan 29, 2019 | Jan 29, 2021 | no | LA JOLLA, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 9, 2018 | Oct 4, 2019 | no | LA JOLLA, CA|SAN DIEGO, CA | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jul 2, 2012 | Jan 24, 2014 | no | CHESTERFIELD, MO|SAN DIEGO, CA | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Mar 7, 2012 | Jul 2, 2012 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LITTON FINANCIAL | CASTLE COAST WEALTH, LLC | Jan 29, 2021 | Dec 5, 2019 | -421 | Firm change after gap | Other |
| LPL FINANCIAL LLC | LITTON FINANCIAL | Oct 4, 2019 | Jan 29, 2019 | -248 | Firm change after gap | Other |
| FIRST ALLIED ADVISORY SERVICES, INC. | LPL FINANCIAL LLC | Jan 24, 2014 | May 9, 2018 | 1,566 | Firm change after gap | Other |
| FIRST ALLIED SECURITIES, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | Jul 2, 2012 | Jul 2, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 113063:298439:CA:2021-01-29 | Jan 29, 2021 | Dec 5, 2019 | LA JOLLA, CA | Firm change after gap |
| 6413:113063:CA:2019-10-04 | Oct 4, 2019 | Jan 29, 2019 | SAN DIEGO, CA | Firm change after gap |