DFX Intelligence

P•••••• L•••• M••••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

P•••••• L•••• M••••••••• C••••••• L••

CRD 335704

CHICAGO, IL

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Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 5
On other graphs: 2
Observed: Apr 22, 2025 to Aug 10, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••••• L•••• M••••••••• C••••••• L••

Private equity manager · same CRD, same SEC file number

Independent Sponsorsidentity

P•••••• L•••• M••••••••• C••••••• L••

Capital provider to sponsors · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $294M••• Locked
Discretionary RAUM: $294M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 50
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••• L•••• F•••• L•	Private Equity Fund	$225M	Aug 10, 2026	20	Aug 10, 2026	reported	021-537201
P•••••• L•••• M••••• ••• L•	Private Equity Fund	$26.8M	Aug 10, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• I••••••••• H••••••	MANAGING MEMBER OF INVESTMENTS	E	yes	10/2025	Aug 10, 2026	Aug 10, 2026
B•••••• B•••• A••	Director	Na	yes	12/2025	Aug 10, 2026	Aug 10, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$294M	$0	n/a	n/a	n/a	50	6	2	2

Relationships

Advises (4)

→ P•••••• L•••• O••••••• F•••• L•Private fundPrivate Equity Fund, IA
Aug 10, 2026 to presentfactForm ADV
→ P•••••• L•••• F•••• L•Private fundPrivate Equity Fund, IA
Aug 10, 2026 to presentfactForm ADV
→ P•••••• L•••• M••••• ••• L•Private fundPrivate Equity Fund, IA
Aug 10, 2026 to presentfactForm ADV
→ P•••••• L•••• M••••• ••• L•

Dated events

Order

Occurred
10 Aug 2026
Private fund first reported4 events
Private fund first reported: 4 on 10 Aug 2026
$19.6M to $225M
- ••• Locked$225M
- ••• Locked$26.8M
- ••• Locked$22.4M
Occurred
22 Apr 2025
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 22, 2025
Last observed: Aug 10, 2026 45 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.