DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
P•••••• L•••• M••••••••• C••••••• L••
Latest filing Aug 10, 2026
First filing on the tape Apr 22, 2025 · 6 filings
SEC status approved since May 22, 2025
RAUM
$294M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
50
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
4
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$294M as of Aug 10, 2026
Apr 22, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 10, 2026
Apr 22, 20250 then
Employees (5.A)50 as of Aug 10, 2026
Apr 22, 20256 then
Private funds4 as of Aug 10, 2026
Apr 22, 20251 then
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $73.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $108M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$294M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $108M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=12.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• B•••• A•• · Directorcontrolsince 12/2025 · owns less than 5%
- H••••• L••••• M••••••• L••••• · Chairwoman Chief Financial Officercontrolsince 12/2024 · owns less than 5%
- M•••••••• C••••••• G• · Directorcontrolsince 12/2025 · owns less than 5%
- M••••• S••••••• C• · Directorcontrolsince 12/2025 · owns less than 5%
- R••••••••• E•••• L••••• · Chief Administrative Officer & Board Secretarycontrolsince 12/2024 · owns less than 5%
- R•••••• A••••••• D•••• · Directorcontrolsince 12/2024 · owns less than 5%
- T•••••• P••••••• M•••• · General Counsel & Chief Compliance Officercontrolsince 01/2026 · owns less than 5%
Entity owners
- A•••• I••••••••• H•••••• · Managing Member Of Investmentsdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 4Mar 5, 2026 to Apr 1, 2026
- Advisory employees · 7 to 8Mar 5, 2026 to Apr 1, 2026
- BD registered reps · 1 to 12Mar 5, 2026 to Apr 1, 2026
- Pooled vehicle clients · 0 to 4Mar 5, 2026 to Apr 1, 2026
- Assets in custody · $0 to $108MMar 5, 2026 to Apr 1, 2026
- Employees · 10 to 50Mar 5, 2026 to Apr 1, 2026
- Insurance-licensed employees · 0 to 3Mar 5, 2026 to Apr 1, 2026
- Private funds · 1 to 4Mar 5, 2026 to Apr 1, 2026
- Discretionary RAUM · $0 to $294MMar 5, 2026 to Apr 1, 2026
- Pooled vehicle RAUM · $0 to $294MMar 5, 2026 to Apr 1, 2026
- RAUM · $0 to $294MMar 5, 2026 to Apr 1, 2026
- Employees · 8 to 10Dec 8, 2025 to Mar 5, 2026
- Advisory employees · 5 to 7Apr 22, 2025 to Oct 10, 2025
- Employees · 6 to 8Apr 22, 2025 to Oct 10, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- P•••••• L•••• M••••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- P•••••• L•••• M••••••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ariel-prjct-levelreportedpublic record, Form ADV, Sep 21, 2026
- Website
- projectlevel.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 312-726-0140reportedpublic record, Form ADV, Aug 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026