DFX Intelligence

B•••••• L••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

B•••••• L••• S•••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Caldwell, ID

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 28, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Mar 21, 2022	n/a	yes	Caldwell, ID	Current employment
H••••••• W••••• M•••••••••	Independent wealth	Nov 2, 2020	Aug 19, 2021	no	BOISE, ID

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••• W••••• M•••••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Aug 19, 2021	Mar 21, 2022	214	Firm change	RIA to ibd
M••••••• • C••••••• I•••	H••••••• W••••• M•••••••••	Oct 30, 2020	Nov 2, 2020

Relationships

Registered with (5)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Mar 21, 2022 to presentfactForm ADV
→ H••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 2, 2020 to Aug 19, 2021factForm ADV
→ M••••••• • C••••••• I•••Registered adviserregistration: previous registration
Jan 24, 2007 to Oct 30, 2020factForm ADV
→ T•• C•••••• G••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 15, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.