DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G•• S••••••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•• S••••••••• I••• | Bd affiliated wealth | Feb 1, 2019 | n/a | yes | PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|GROSSE POINTE WOODS, MI | Current employment |
| L•••••• I••••••••• | Independent wealth | Jul 20, 2017 | Feb 11, 2019 | no | Royal Oak, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••• A•••••••• L•• | L•••••• I••••••••• | Feb 11, 2019 | Jul 20, 2017 | -571 | Firm change after gap | Other |
| L•••••• I••••••••• | G•• S••••••••• I••• | Feb 11, 2019 | Feb 1, 2019 |
| L••••• A•••••••• L•• | Former SEC adviser | Jan 21, 2011 | Feb 11, 2019 | no | BERKLEY, MI|PALM BEACH GARDENS, FL|ROYAL OAK, MI | Previous registration |
| F•••••• O•• I••••••••• A•••••••• I••• | Former SEC adviser | Sep 23, 2010 | Jan 14, 2011 | no | CLARKSTON, MI | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | May 26, 2010 | Sep 13, 2010 | no | NOVI, MI | Previous registration |
| Firm change |
| Ibd to ibd |
| F•••••• O•• I••••••••• A•••••••• I••• | L••••• A•••••••• L•• | Jan 14, 2011 | Jan 21, 2011 | 7 | Firm change | Other |
| V•••• F•••••••• A•••••••• I••• | F•••••• O•• I••••••••• A•••••••• I••• | Sep 13, 2010 | Sep 23, 2010 | 10 | Firm change | Other |