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Advisor at OSAIC WEALTH, INC.
ROCKFORD, IL | SYCAMORE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 24, 2024 | n/a | yes | SYCAMORE, IL|ROCKFORD, IL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 7, 2006 | Jan 31, 2024 | no | ST. CHARLES, IL|ROCKFORD, IL|ROCKFORD, IL|ROCKFORD, IL|ROCKFORD, IL | Previous registration |
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Aug 24, 2004 | Jun 8, 2006 | no | ROCKFORD, IL|ELMHURST, IL|ELMHURST, IL | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 30, 2000 | Dec 11, 2002 | no | ROCKFORD, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | OSAIC WEALTH, INC. | Jan 31, 2024 | Jan 24, 2024 | -7 | Firm change | Ibd to ibd |
| CENTAURUS FINANCIAL, INC. | LPL FINANCIAL LLC | Jun 8, 2006 | Jun 7, 2006 | -1 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | CENTAURUS FINANCIAL, INC. | Dec 11, 2002 | Aug 24, 2004 | 622 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:23131:IL:2024-01-31 | Jan 31, 2024 | Jan 24, 2024 | ROCKFORD, IL | Firm change |