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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

ERIC SHEFFRON

Advisor at WELLS FARGO ADVISORS

ENCINO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jan 12, 2001
First registration: Jun 24, 2008
Dual registered: yes, broker-dealer
Other names: Eric Michael Sheffron
IAPD individual key: 4289332

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	May 6, 2022	n/a	yes	ENCINO, CA	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Mar 17, 2011	May 13, 2022	no	VALENCIA, CA\|SANTA CLARITA, CA\|SYLMAR, CA\|CASTAIC, CA\|VALENCIA, CA\|STEVENSON RANCH, CA\|SANTA CLARITA, CA\|THOUSAND OAKS, CA\|PALMDALE, CA\|NEWBURY PARK, CA\|SIMI VALLEY, CA\|SIMI VALLEY, CA\|THOUSAND OAKS, CA\|LANCASTER, CA\|PALMDALE, CA\|LANCASTER, CA\|SIMI VALLEY, CA\|SIMI VALLEY, CA\|SIMI VALLEY, CA\|SIMI VALLEY, CA\|LANCASTER, CA\|Lancaster, CA\|LOS OSOS, CA\|Santa Clarita, CA\|Simi Valley, CA\|Sylmar, CA\|LOS OSOS, CA\|VALENCIA, CA\|Sylmar, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Mar 17, 2011	no	VALENCIA, CA\|NEWHALL, CA\|STEVENSON RANCH, CA\|SANTA CLARITA, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Jun 24, 2008	May 2, 2009	no	SANTA CLARITA, CA\|VALENCIA, CA\|NEWHALL, CA\|STEVENSON RANCH, CA\|CASTAIC, CA\|VALENCIA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	WELLS FARGO ADVISORS	May 13, 2022	May 6, 2022	-7	Firm change	Ibd to wirehouse
CHASE INVESTMENT SERVICES CORP.	U.S. BANCORP INVESTMENTS, INC.	Mar 17, 2011	Mar 17, 2011	0	Firm change	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
May 6, 2022 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Mar 17, 2011 to May 13, 2022factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Mar 17, 2011factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 24, 2008 to May 2, 2009factForm ADV

Dated events

Occurred
May 13, 2022
Advisor changed firm
Eric Sheffron left U.S. Bancorp Investments, Inc. for Wells Fargo Advisors (registered 2022-05-06)
Form ADVobserved 5 days ago