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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

IMC ASSET MANAGEMENT B.V.

CRD 136225

AMSTERDAM

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Search this name across graphsid dfx:ria:79a126fe-17bb-8bde-8f4a-b0813003852a

Data as of Apr 18, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Apr 18, 2016
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

IMC ASSET MANAGEMENT B.V.

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $597MItem 5.F on the latest filing (2016-04-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $597M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 5
Accounts: 6
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $176Mgross asset value as reported per fund; never fund size
Custody, client assets: $597M
SEC number: 801-64630
CRD: 136225
Filings on the tape: 23
First filed: Mar 30, 2012
Latest filed: Apr 18, 2016
Organised: Limited Liability Company

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
IMC QUANTITATIVE INDICATOR FUND	Hedge Fund	$181M	Aug 12, 2015	15	Jan 17, 2014	reported	021-209571
IMC CREDIT FUND	Hedge Fund	$176M	Apr 18, 2016	31	Nov 7, 2013	reported	021-200155

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AALEN, NIELS, HENTY	MANAGING DIRECTOR	Na	yes	08/2013	Mar 27, 2014	Apr 18, 2016
DEFARES, ROBERT, HANS	Owner	E	yes	09/2002	Mar 30, 2012	Apr 18, 2016
HARTWIG HOUDSTERMAATSCHAPPIJ B.V.	Shareholder	D	yes	06/1995	Mar 30, 2012	Apr 18, 2016
IMC B.V.	MEMBER/SHAREHOLDER	E	yes	11/1989	Mar 30, 2012	Apr 18, 2016
STICHTING ADMINISTRATIEKANTOOR HARTWIG	Shareholder	E	yes	09/2002	Mar 30, 2012	Apr 18, 2016
STICHTING FGR VOGELGEZANG	Shareholder	C	yes	12/2013	Mar 27, 2014	Apr 18, 2016
VAN DER LINDEN, PAULUS, JOHANNES	MANAGING DIRECTOR	Na	yes	01/2005	Mar 30, 2012	Apr 18, 2016
MCCAWLEY, BRIAN, DAVID	CHIEF COMPLIANCE OFFICER	Na	no	03/2016	Mar 21, 2016	Apr 18, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
IMC ASSET MANAGEMENT, INC	n/a	Former SEC adviser	$287M	Y	yes	n/a
IMC TRADING B.V.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 21, 2016	$597M	$597M	10	5	n/a	1	$176M
2014	Mar 26, 2015	$910M	$910M	26	8	n/a	2	$345M
2013	Mar 27, 2014	$976M	$976M	25	9	n/a	2	$317M
2012	Mar 28, 2013	$1.0B	$1.0B	21	11	n/a	n/a	n/a
2011	Mar 30, 2012	$1.3B	$1.3B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$597M	$910M	-34.4%	$1.0B	-16.1%	10	26	n/a	n/a

Relationships

Affiliated with (2)

→ IMC ASSET MANAGEMENT, INCRegistered adviserother investment adviser, bank, control, common control
factForm ADV
← IMC ASSET MANAGEMENT, INCRegistered adviserother investment adviser, control, common control
factForm ADV

Advises (2)

→ IMC CREDIT FUNDPrivate fundHedge Fund, IA
Nov 7, 2013 to presentfactForm ADV
→ IMC QUANTITATIVE INDICATOR FUNDPrivate fundHedge Fund, IA
Jan 17, 2014 to presentfactForm ADV

Controls (7)

← AALEN, NIELS, HENTYOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 27, 2014 to presentfactForm ADV
← VAN DER LINDEN, PAULUS, JOHANNESOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← DEFARES, ROBERT, HANSOwnerOWNER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV
← HARTWIG HOUDSTERMAATSCHAPPIJ B.V.OwnerSHAREHOLDER, ownership code D, foreign entity
Mar 30, 2012 to presentfactForm ADV
← IMC B.V.OwnerMEMBER/SHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← STICHTING ADMINISTRATIEKANTOOR HARTWIGOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← STICHTING FGR VOGELGEZANGOwnerSHAREHOLDER, ownership code C, foreign entity
Mar 27, 2014 to presentfactForm ADV

Owns (1)

← MCCAWLEY, BRIAN, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 21, 2016 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79a126fe-17bb-8bde-8f4a-b0813003852a
First observed: Mar 30, 2012
Last observed: Apr 18, 2016 126 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IMC ASSET MANAGEMENT B.V.

CRD 136225

AMSTERDAM

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:79a126fe-17bb-8bde-8f4a-b0813003852a

Data as of Apr 18, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

IMC QUANTITATIVE INDICATOR FUND

Hedge Fund

$181M

Aug 12, 2015

Jan 17, 2014

reported

021-209571

IMC CREDIT FUND

Hedge Fund

$176M

Apr 18, 2016

Nov 7, 2013

reported

021-200155

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AALEN, NIELS, HENTY

MANAGING DIRECTOR

yes

08/2013

Mar 27, 2014

Apr 18, 2016

DEFARES, ROBERT, HANS

Owner

yes

09/2002

Mar 30, 2012

Apr 18, 2016

HARTWIG HOUDSTERMAATSCHAPPIJ B.V.

Shareholder

yes

06/1995

Mar 30, 2012

Apr 18, 2016

IMC B.V.

MEMBER/SHAREHOLDER

yes

11/1989

Mar 30, 2012

Apr 18, 2016

STICHTING ADMINISTRATIEKANTOOR HARTWIG

Shareholder

yes

09/2002

Mar 30, 2012

Apr 18, 2016

STICHTING FGR VOGELGEZANG

Shareholder

yes

12/2013

Mar 27, 2014

Apr 18, 2016

VAN DER LINDEN, PAULUS, JOHANNES

MANAGING DIRECTOR

yes

01/2005

Mar 30, 2012

Apr 18, 2016

MCCAWLEY, BRIAN, DAVID

CHIEF COMPLIANCE OFFICER

03/2016

Mar 21, 2016

Apr 18, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

IMC ASSET MANAGEMENT, INC

n/a

Former SEC adviser

$287M

yes

n/a

IMC TRADING B.V.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 21, 2016

$597M

n/a

$176M

2014

Mar 26, 2015

$910M

n/a

$345M

2013

Mar 27, 2014

$976M

n/a

$317M

2012

Mar 28, 2013

$1.0B

n/a

2011

Mar 30, 2012

$1.3B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$597M

$910M

-34.4%

$1.0B

-16.1%

n/a