DFX Intelligence

P••••• H••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

P••••• H••• F••••••

Advisor at A••• A•••••••• L••

BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:79aab273-d6a9-ad6b-8095-2caf1eef27c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 17, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A•••••••• L••	Independent wealth	Jun 1, 2021	n/a	yes	BEVERLY HILLS, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 31, 2012	Jun 4, 2021	no	BEVERLY HILLS, CA\|SANTA MONICA, CA\|BEVERLY HILLS, CA\|SANTA MONICA, CA\|BEVERLY HILLS, CA\|SANTA MONICA, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|ENCINO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••• A•••••••• L••	Jun 4, 2021	Jun 1, 2021	-3	Firm change	Wirehouse to RIA
S••••••••• F•••••••• S•••••••• I•••	W•••• F•••• A•••••••	Sep 21, 2012	Aug 31, 2012

Relationships

Registered with (3)

→ A••• A•••••••• L••Registered adviserregistration: current employment
Jun 1, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 31, 2012 to Jun 4, 2021factForm ADV
→ S••••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 5, 2008 to Sep 21, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79aab273-d6a9-ad6b-8095-2caf1eef27c2
First observed: Dec 5, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.