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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

MICHAEL SCOTT ALLEN

Advisor at WELLS FARGO ADVISORS

OREGON CITY, OR | VANCOUVER, WA

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Search this name across graphsid dfx:ria:79af2731-76b7-a3c7-9b3d-ee33eb87521f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 3, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 20, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 20, 2015
First registration: May 3, 2016
Dual registered: yes, broker-dealer
IAPD individual key: 6442940

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 9, 2025	n/a	yes	OREGON CITY, OR\|VANCOUVER, WA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Feb 25, 2025	May 20, 2025	no	VANCOUVER, WA\|VANCOUVER, WA\|Scottsdale, AZ	Previous registration
OSAIC FA, INC.	Former SEC adviser	Aug 10, 2016	May 8, 2024	no	Irving, TX\|FORT WAYNE, IN\|HOUSTON, TX\|FORT WAYNE, IN\|HOUSTON, TX\|VANCOUVER, WA\|FORT WAYNE, IN	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	May 3, 2016	Jul 18, 2016	no	Plano, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	WELLS FARGO ADVISORS	May 20, 2025	Jun 9, 2025	20	Firm change	Ibd to wirehouse
OSAIC FA, INC.	OSAIC WEALTH, INC.	May 8, 2024	Feb 25, 2025	293	Channel change	Ibd to ibd
PRUCO SECURITIES, LLC	OSAIC FA, INC.	Jul 18, 2016	Aug 10, 2016	23	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jun 9, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Feb 25, 2025 to May 20, 2025factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Aug 10, 2016 to May 8, 2024factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
May 3, 2016 to Jul 18, 2016factForm ADV

Dated events

Occurred
May 20, 2025
Advisor changed firm
Michael Scott Allen left Osaic Wealth, Inc. for Wells Fargo Advisors (registered 2025-06-09)
Form ADVobserved 5 days ago