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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Kent H. Chung

Advisor at J.P. MORGAN SECURITIES LLC

MONROVIA, CA

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Search this name across graphsid dfx:ria:79c16216-fb3e-644c-0efb-6ad1462d0041

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 11, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 16, 2005
First registration: Sep 11, 2006
Dual registered: yes, broker-dealer
Other names: KENT H CHUNG
IAPD individual key: 4723045

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	MONROVIA, CA	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Dec 23, 2011	Oct 1, 2012	no	WEST HOLLYWOOD, CA\|WEST HOLLYWOOD,, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|TEMPLE CITY, CA\|MONROVIA, CA\|MONROVIA, CA	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jan 4, 2010	Oct 7, 2011	no	Laguna Niguel, CA\|LAGUNA NIGUEL, CA\|Dana Point, CA\|LAGUNA BEACH, CA\|SAN CLEMENTE, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Dec 3, 2009	no	RANCHO SANTA MARGARITA, CA\|MISSION VIEJO, CA\|FULLERTON, CA\|FULLERTON, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Sep 11, 2006	May 2, 2009	no	FULLERTON, CA\|FULLERTON, CA\|MISSION VIEJO, CA\|RANCHO SANTA MARGARITA, CA\|FULLERTON, CA\|PASADENA, CA\|FULLERTON, CA\|PASADENA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
U.S. BANCORP INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	Oct 7, 2011	Dec 23, 2011	77	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	U.S. BANCORP INVESTMENTS, INC.	Dec 3, 2009	Jan 4, 2010	32	Firm change	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Dec 23, 2011 to Oct 1, 2012factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 4, 2010 to Oct 7, 2011factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 11, 2006 to May 2, 2009factForm ADV

Dated events

No dated event names this entity yet.